-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J23mxdnJgDu6GEb8hKirKuFUTqi9tPrvanMlA+DF5VtmlC+TdLmU7NPJ0GCVbCJm C/iZS4SvnS3TzhNIBcA9gQ== 0001135052-06-000002.txt : 20060213 0001135052-06-000002.hdr.sgml : 20060213 20060213143211 ACCESSION NUMBER: 0001135052-06-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060213 DATE AS OF CHANGE: 20060213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEST PROPERTIES INC CENTRAL INDEX KEY: 0001067419 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 952635431 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55001 FILM NUMBER: 06602715 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAJOR MISSION WEST PROPERTIES OP UNIT HOLDERS CENTRAL INDEX KEY: 0001135052 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13G/A 1 msw13gophold021306.txt MISSION WEST PROPERTIES 13G AMEND. #5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Mission West Properties, Inc. ----------------------------------------- (Name of Issuer) Common Stock, $0.001 par value ------------------------------------------- (Title of Class of Securities) 605203108 --------------- (CUSIP Number) December 31, 2005 -------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 2 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person Carl E. Berg - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------- ---------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 44,801,441 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 70.8% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 2 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 3 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person Clyde J. Berg - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------- ---------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 43,478,470 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 70.2% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 3 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 4 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person Berg & Berg Enterprises, Inc. - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization California - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------- ---------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 10,789,383 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 36.9% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 4 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 5 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person 1981 Kara Ann Berg Trust, Clyde J. Berg, Trustee - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------- ---------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 13,252,925 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 41.8% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 5 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 6 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person West Coast Venture Capital, Inc. - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------------------------- ---------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 169,131 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) Less then 1% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 6 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 7 of 10 Pages - ------------------------ ----------------------- - --------- ---------------------------------------------------------------------- 1) Name of Reporting Person Berg & Berg Enterprises, LLC - --------- ---------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - --------- ---------------------------------------------------------------------- 3) SEC Use Only - --------- ---------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - --------- ---------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 ---------------------------------------------------- Beneficially Owned 6) Shared Voting Power 77,490,528 ---------------------------------------------------- by Each Reporting 7) Sole Dispositive Power 0 ---------------------------------------------------- Person with: 8) Shared Dispositive Power 77,490,528 - --------- ---------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 196,428 - --------- ---------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares |X| Not applicable. (See Instructions) - --------- ---------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 1.1% * - --------- ---------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - --------- ---------------------------------------------------------------------- * See Items 4. and 8., below - 7 - - ------------------------ ----------------------- CUSIP No. 605203108 13G Page 8 of 10 Pages - ------------------------ ----------------------- Item 1. (a) The name of the issuer is Mission West Properties, Inc. (the "Company"). (b) The principal executive offices of the Company are located at 10050 Bandley Drive, Cupertino, California 95014. Item 2. Each reporting person and the citizenship or place or organization of the reporting person are identified on the cover page or cover page addenda and are incorporated by reference in response to this item. The address of the principal business office of each reporting person is 10050 Bandley Drive, Cupertino, California 95014. The title of class of securities and CUSIP number for the equity securities covered by this report are incorporated by reference from the cover page in response to this item. Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This statement is being filed pursuant to 13d-1(d). Item 4. Ownership. The Company had 18,448,791 shares of Common Stock outstanding as of December 31, 2005. Regarding the beneficial ownership of each reporting person, reference is made to Item 4. of the cover page addendum for each reporting person and to Item 8., below. The beneficial ownership of shares of Common Stock by any reporting person is based on such reporting person's right to exchange O.P. Units for shares of Common Stock upon certain conditions under an exchange rights agreement with the Company. The reporting persons constitute a group because under the Company's charter and certain agreements among the Company, the reporting persons and other parties, the ownership interests of the reporting persons taking into account the shares of the Common Stock that would be issued upon the exchange of O.P. Units for shares of Common Stock, are aggregated in determining whether the issuer is subject to certain restrictions based on such ownership, including: - the required nomination of two representatives of the reporting persons to the Company's board of directors - whether the approval of the reporting person's board representative of certain actions by the board of directors is required - the approval of a sale of substantially all of the assets of the operating partnerships - 8 - In addition, the Company's charter and such agreements limit the number of shares that can be held at any one time by the reporting persons in the aggregate to the lesser of 20% of the outstanding Common Stock and the maximum percentage that individual shareholders can own, directly or indirectly, under applicable REIT ownership limits contained in the Internal Revenue Code. Consequently, each of the reporting persons disclaims beneficial ownership of all shares of Common Stock in excess of the maximum number of shares that such reporting person currently has the right to acquire, taking into account these ownership restrictions. Furthermore, each reporting person disclaims beneficial ownership of shares that could be acquired upon the exchange of O.P. Units as to which such reporting person has no pecuniary interest. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. See responses in Item 4 above and Item 8 below. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. This schedule is filed pursuant to Rule 13d-1(d). The responses to Items 2(a)-(c) identify each of the persons filing this statement. See Exhibit 99. Item 9. Notice of Dissolution of Group. Not applicable. Item 10.Certification. Not applicable. - 9 - SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2006 /s/ Carl E. Berg /s/ Clyde J. Berg - --------------------------------- -------------------------------------- Carl E. Berg, as an individual, Clyde J. Berg as an officer of Berg & Berg Signing for himself as an individual, Enterprises, Inc. and West Coast and as sole trustee of 1981 Kara Ann Venture Capital, Inc., and as Berg Trust manager of Berg & Berg Enterprises, LLC - 10 - EXHIBIT 99.1 SCHEDULE OF GROUP MEMBERS Convertible O.P. Units and O.P. Unit Holder Common Stock (1) - ---------------------------------------------- -------------------------------- Carl E. Berg (2) 33,646,499 - ---------------------------------------------- -------------------------------- Clyde J. Berg (3) 19,436,162 - ---------------------------------------------- -------------------------------- Berg & Berg Enterprises, Inc (2) (3) 10,789,383 - ---------------------------------------------- -------------------------------- Berg & Berg Enterprises, LLC (2) 196,428 - ---------------------------------------------- -------------------------------- West Coast Venture Capital, Inc. (2) 169,131 - ---------------------------------------------- -------------------------------- 1981 Kara Ann Berg Trust (3) 13,252,925 - ---------------------------------------------- -------------------------------- TOTAL 77,490,528 - ---------------------------------------------- -------------------------------- (1) Includes O.P. Units and Common Stock held of record by the group member. (2) These group members may be considered under common control. (3) These group members may be considered under common control. EXHIBIT 99.2 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, each of the parties hereto agrees that the statement on Schedule 13G (including all amendments thereto) with respect to the beneficial ownership of Common Stock of Mission West Properties, Inc. to which this agreement is attached as an exhibit, is filed by and on behalf of each such person and that any amendments thereto will be filed on behalf of each such person. February 13, 2006 /s/ Carl E. Berg /s/ Clyde J. Berg - --------------------------------- -------------------------------------- Carl E. Berg, as an individual, Clyde J. Berg as an officer of Berg & Berg Signing for himself as an individual, Enterprises, Inc. and West Coast and as sole trustee of 1981 Kara Ann Venture Capital, Inc., and as Berg Trust manager of Berg & Berg Enterprises, LLC -----END PRIVACY-ENHANCED MESSAGE-----